What aims to allow individuals involved in the process to assist the CSA team in identifying
the risks and control weaknesses in the processes being reviewed?

A.

Interviews

B.

Survey

C.

Voting

D.

Auditing

What involve developing a purpose and goals statement for CSA, resource budgets and
projected completion time lines?

A.

Resource planning

B.

Organizational planning

C.

Operational planning

D.

Strategic planning

The CSA process that results in identification of fraud indicators as well as actual
fraudulent activities is called:

A.

Fraudulent statements

B.

Reduced risk of fraud

C.

Accountability and control

D.

Natural reluctance to change

What are the four phases of project management related to control self-assessment?

A.

Analyzing, Planning, Developing and Reporting

B.

Analyzing, Planning, Accountability and Reporting

C.

Planning, Analyzing, Developing and Changing

D.

Planning, Developing, Reporting and Follow-up

To determine the scope of CSA, specific goals, work groups to be involved, resources
needed and potential barriers to success for each CSA project in its which phase?

A.

Implementation

B.

Reporting

C.

Planning

D.

Analyzing

“Getting the ball rolling” by facilitating the process, scheduling meetings, arranging
necessary facilities and equipment and gather information all includes in __________
phase of project management.

A.

Implementation

B.

Reporting

C.

Planning

D.

Analyzing

Post implementation reviews of projects allow management to assess the degree to which
the objectives were achieved for the resources expended in which phase of project
management?

A.

Implementation

B.

Follow-up

C.

Reporting

D.

Analyzing

If morale is high, values and ethics are not a priority and employees are not aligned to the
objectives of the organizations.

A.

True

B.

False

Work group participants may be suspicious and even hostile, seeing CSA as a
management ploy to find out more about them, when:

A.

auditor implements several critical points with respect to use of CSA

B.

auditor doesn’t able to recognize several critical points with respect to use of CSA

C.

auditor reports several critical points with respect to use of CSA

D.

auditor recognizes several critical points with respect to use of CSA

Control self-assessment questions have which following categories? 

A.

General or Core questions

B.

Questions relating to particular business function

C.

Questions relating to specific business unit involves in workshop

D.

All of the above

Questions which generally address the control environment, risk assessment, control
activities or monitoring are:

A.

Core questions

B.

Business questions

C.

workshop questions

D.

All of the above

“I understand how to use the business unit’s new automated accounting software”, this
question falls in which category?

A.

Core questions

B.

Business questions

C.

workshop questions

D.

Noneof the above